Filing Details

Accession Number:
0001140361-14-023495
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-29 16:03:09
Reporting Period:
2014-05-27
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 16:03:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371446 Fbr & Co. FBRC Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519118 Reena Aggarwal 1001 Nineteenth Street North
Arlington VA 22209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-27 10,504 $14.52 21,264 No 4 M Direct
Common Stock Disposition 2014-05-27 416 $26.50 20,848 No 4 S Direct
Common Stock Disposition 2014-05-27 5,378 $26.32 15,470 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2014-05-27 10,504 $0.00 10,504 $14.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-01 2015-06-01 No 4 M Direct
Footnotes
  1. Shares delivered to the Issuer to pay the exercise price of shares exercised in Table II of this Form 4.