Filing Details

Accession Number:
0000950142-14-001162
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-28 16:55:26
Reporting Period:
2014-05-23
Filing Date:
2014-05-28
Accepted Time:
2014-05-28 16:55:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261249 Agile Therapeutics Inc AGRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172252 N Andrew Schiff 888 Seventh Avenue
30Th Fl
New York NY 10106
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-23 1,333,333 $6.00 2,171,831 No 4 P Indirect By Aisling Capital III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Aisling Capital III, LP
Footnotes
  1. The reportable securities are owned directly by Aisling Capital III, LP ("Aisling"), and held indirectly by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and voting decisions are made by an investment committee of Aisling, which currently consists of six members, including Dr. Schiff. The investment committee shares voting and dispositive power over the shares held directly by Aisling GP. Dr. Schiff disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.