Filing Details
- Accession Number:
- 0001291662-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 15:48:57
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 15:48:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163389 | New Peoples Bankshares Inc | NWPP | State Commercial Banks (6022) | 311804543 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291662 | Scott B White | New Peoples Bankshares, Inc. 67 Commerce Drive Honaker VA 24260 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-27 | 2,936,508 | $1.50 | 1,096,326 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 2,061,666 | $1.50 | 2,061,666 | No | 4 | P | Indirect | By SBTB, L.P. |
| Common Stock | Acquisiton | 2014-05-27 | 874,842 | $1.50 | 874,842 | No | 4 | P | Indirect | By Sky Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Indirect | By SBTB, L.P. |
| No | 4 | P | Indirect | By Sky Investments, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 153,000 | Indirect | By Spouse |
| Common Stock | 8,000 | Indirect | As Trustee for Child |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant | $1.75 | 2012-12-20 | 2017-12-20 | 295,186 | 295,186 | Direct |
| Common Stock | Common Stock Warrant | $1.75 | 2012-12-20 | 2017-12-20 | 19,160 | 19,160 | Indirect |
| Common Stock | Common Stock Warrant | $1.75 | 2012-12-20 | 2017-12-20 | 1,056 | 1,056 | Indirect |
| Common Stock | Common Stock Warrant | $1.75 | 2012-09-19 | 2017-09-19 | 391,977 | 391,977 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-20 | 295,186 | 295,186 | Direct |
| 2017-12-20 | 19,160 | 19,160 | Indirect |
| 2017-12-20 | 1,056 | 1,056 | Indirect |
| 2017-09-19 | 391,977 | 391,977 | Direct |
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