Filing Details
- Accession Number:
- 0001209191-14-037254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 19:46:18
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 19:46:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596946 | Quotient Ltd | QTNTU | In Vitro & In Vivo Diagnostic Substances (2835) | 264719797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604630 | Stephen Unger | Elizabeth House, 9 Castle Street St Helier Y9 JE2 3RT | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-05-22 | 3,800 | $7.00 | 11,800 | No | 4 | P | Direct | |
| Ordinary Shares | Acquisiton | 2014-05-22 | 200 | $6.99 | 12,000 | No | 4 | P | Direct | |
| Ordinary Shares | Acquisiton | 2014-05-23 | 1,000 | $6.70 | 13,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Ordinary Share Warrants | Acquisiton | 2014-05-22 | 3,800 | $0.00 | 3,040 | $8.80 |
| Ordinary Shares | Ordinary Share Warrants | Acquisiton | 2014-05-22 | 200 | $0.00 | 160 | $8.80 |
| Ordinary Shares | Ordinary Share Warrants | Acquisiton | 2014-05-23 | 1,000 | $0.00 | 800 | $8.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,800 | 2014-07-24 | 2015-10-25 | No | 4 | P | Direct |
| 4,000 | 2014-07-24 | 2015-10-25 | No | 4 | P | Direct |
| 5,000 | 2014-07-24 | 2015-10-25 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | $8.00 | 2024-04-29 | 50,800 | 50,800 | Direct | |
| Ordinary Shares | Options to Purchase Ordinary shares | $8.00 | 2024-03-03 | 67,200 | 67,200 | Direct | |
| Ordinary Shares | Options to Purchase Ordinary shares | $3.29 | 2023-06-27 | 32,000 | 32,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-04-29 | 50,800 | 50,800 | Direct |
| 2024-03-03 | 67,200 | 67,200 | Direct |
| 2023-06-27 | 32,000 | 32,000 | Direct |
Footnotes
- The option becomes exercisable in three equal annual installments beginning April 29, 2015.
- 22,400 options will vest on 3/4/2015, 22,400 options will vest on 3/4/2016, 22,400 options will vest on 3/4/2017.
- 10,666 options will vest on 6/28/2014, 10,666 options will vest on 6/28/2015, 10,667 options will vest on 6/28/2016.
- 3,800 units were purchased by Stephen Unger on 5/22/2014 at a price of $7.00 per unit. 200 units were purchased by Stephen Unger on 5/22/2014 at a price of $6.99 per unit. 1,000 units were purchased by Stephen Unger on 5/23/2014 at a price of $6.70 per unit. Each unit consists of one Ordinary Share and one warrant to purchase 0.8 of one Ordinary Share. The units traded on NASDAQ. The Ordinary Shares and warrants comprising the units began trading separately on May 24, 2014, at which time trading of the units was suspended and the units were de-listed. Each warrant will be exercisable during the period commencing on July 24, 2014 and ending at 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share.
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