Home > Insider Trading > Filing (0001209191-14-037251)

Filing Details

Accession Number:: 0001209191-14-037251
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-27 19:41:18
Reporting Period:: 2014-05-14

Filing Date:: 2014-05-27
Accepted Time:: 2014-05-27 19:41:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1130591	Xenoport Inc	XNPT	Pharmaceutical Preparations (2834)	943330837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1296771	Gordon John Freund	525 University Avenue, Ste. 520 C/O Skyline Ventures Palo Alto CA 94301		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-14	5,000	$0.00	8,899	No	4	M	Direct
Common Stock	Acquisiton	2014-05-22	5,500	$3.75	11,700	No	4	P	Indirect	Beneficial Ownership
Common Stock	Acquisiton	2014-05-23	9,500	$3.72	21,200	No	4	P	Indirect	Beneficial Ownership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	P	Indirect	Beneficial Ownership
No	4	P	Indirect	Beneficial Ownership

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-employee director stock unit	Disposition	2014-05-14	5,000	$0.00	5,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	489,469	Indirect	Through Fund
Common Stock	10,133	Indirect	Beneficial Ownership
Common Stock	3,645	Indirect	Beneficial Ownership
Common Stock	3,080	Indirect	Beneficial Ownership
Common Stock	27	Indirect	Beneficial Ownership

Footnotes

5,000 shares previously owned directly were contributed to Skyline Venture Partners V, L.P. John G. Freund is connected to Skyline Venture Partners V, L.P. as managing director or managing member either directly or through indirect ownership and in such capacity may be deemed to have voting and investment power with respect to shares held by this entity. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.
The shares are owned by a revocable trust of which John G. Freund is a trustee.
These shares are held by multiple entities. 22 shares are held by Skyline Venture Partners III, L.P., 887 shares are held by Skyline Venture Partners Qualified Purchasers Fund III, L.P., 227 shares are held by Skyline Venture Management III, L.L.C. and 488,333 shares are held by Skyline Venture Partners V, L.P. John G. Freund is connected to each of these entities as managing director or managing member either directly or through indirect ownership and in such capacity may be deemed to have voting and investment power with respect to shares held by each of these entities. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.
The shares are owned by a retirement account of which John G. Freund is the beneficiary.
The shares are held by the Paul Brooke 1989 Insurance Trust of which John G. Freund is a trustee.
The shares are held by John G. Freund as custodian for his two sons.
The shares are held by John G. Freund Family Partnership IV, L.P. John G. Freund disclaims beneficial ownership of such securities, except to the extent of his proportionate partnership interest therin.
Each restricted stock unit represents a contingent right to receive one share of XenoPort, Inc. common stock.
The restricted stock units shall cliff vest in full on the one-year anniversary of the grant date, May 14, 2013.