Filing Details

Accession Number:
0000905718-14-000303
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-27 19:15:08
Reporting Period:
2014-05-22
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 19:15:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261249 Agile Therapeutics Inc AGRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
889232 Ab Investor C/O Investor Growth Capital, Llc
One Rockefeller Plaza, Suite 2801
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2014-05-22 1,000,000 $6.00 1,000,000 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. As of May 27, 2014 (the "Filing Date"), certain affiliated entities of Investor AB, a publicly held Swedish company (the "Reporting Person"), (i) beneficially own 1,000,000 shares of common stock, $0.0001 par value per share (the "Common Shares"), of Agile Therapeutics, Inc., a Delaware corporation (the "Company") and (ii) beneficially own 1,950,200 shares of the Company's Series B Preferred Stock, 424,557 shares of the Company's Series C Preferred Stock, and 135,192 of the Company's 8% Convertible Promissory Notes which are automatically convertible into an aggregate of 2,509,949 Common Shares upon the closing of the Company's initial public offering.
  2. As a result of the foregoing, the Reporting Person, through one or more intermediate entities, possesses the sole power to vote and the sole power to direct the disposition of the Common Shares reported herein. Accordingly, the Reporting Person, as of the Filing Date, may be deemed to beneficially own an aggregate of 3,509,949 Common Shares.
  3. The Reporting Person interest in the Common Shares reported herein is limited to its pecuniary interest, if any, in such Common Shares.