Filing Details

Accession Number:
0001209191-14-037076
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-27 16:15:50
Reporting Period:
2014-05-22
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 16:15:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534747 George Sohos Kcg Holdings, Inc.
545 Washington Boulevard
Jersey City, NJ 07310
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-05-22 4,100 $11.97 164,164 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-05-23 22,425 $11.99 141,739 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 372,579 Direct
Footnotes
  1. Represents the sale of 4,100 shares in multiple transactions at prices ranging from $11.97 to $11.975 per share, resulting in a weighted average sale price per share of $11.97.
  2. Represents the sale of 22,425 shares in multiple transactions at prices ranging from $11.98 to $12.00 per share, resulting in a weighted average sale price per share of $11.986
  3. Filer undertakes to provide the SEC, the Issuer, or security holder full information pertaining to the number of shares sold at each separate price.