Filing Details

Accession Number:
0001140361-14-023032
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-27 12:43:27
Reporting Period:
2014-05-15
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 12:43:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336613 S Patrick Lawton 11200 W Plank Court
Wauwatosa WI 53226
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-15 2,876 $10.60 2,500 No 4 S Indirect By Trust Child 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust Child 4
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 174,698 Direct
Common Stock 532 Indirect By Spouse
Common Stock 2,500 Indirect By Trust Child 1
Common Stock 2,500 Indirect By Trust Child 2
Common Stock 2,500 Indirect By Trust Child 3
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $16.11 2014-01-22 2017-01-05 54,865 54,865 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-05 54,865 54,865 Direct