Filing Details

Accession Number:
0001209191-14-036916
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-27 12:02:48
Reporting Period:
2014-05-22
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 12:02:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415361 J. Michael Indiveri C/O 21 Scarsdale Rd
Yonkers NY 10707
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-22 500 $17.15 5,925 No 4 P Indirect by LLC
Common Stock Acquisiton 2014-05-22 200 $17.20 6,125 No 4 P Indirect by LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by LLC
No 4 P Indirect by LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,790 Direct
Common Stock 1,500 Direct
Common Stock 4,500 Indirect by IRA
Footnotes
  1. Held through LLC owned jointly by Reporting Person and spouse of Reporting Person.
  2. Includes 3,750 shares of Restricted Stock Award which vest over 4 years on the anniversary of the grant commencing 05/10/2014, at a rate of 20% for each of the first and second years and at a rate of 30% for each of the third and fourth years (750 shares vested on 05/10/2014, 750 shares will vest on 05/10/2015 and 1,125 shares will vest on each of 05/10/2016 and 05/10/2017).
  3. Includes 1,290 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (430 shares will vest on each of 02/20/2015, 02/20/2016 and 02/20/2017).
  4. Held jointly with spouse.