Filing Details
- Accession Number:
- 0000351834-14-000023
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 12:01:35
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 12:01:35
- Original Submission Date:
- 2014-03-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533313 | John Ruelle | C/O 5850 Opus Parkway, #150 Minnetonka MN 55343 | Vp & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2014-03-14 | 4,306 | $10.84 | 14,614 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Options | Disposition | 2014-03-14 | 7,800 | $0.00 | 7,800 | $5.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 201,000 | 2009-10-06 | 2014-10-06 | No | 4 | M | Direct |
Footnotes
- This amended Form 4 is being filed to correct a number of inaccuracies in the original Form 4 filed on March 18, 2014. The original Form 4 incorrectly reported a sale of 7,800 common shares. The correct amount sold by the reporting person was only 4,306 common shares.
- The original form 4 incorrectly reported that the amount of securities beneficially owned following the sale of common shares was 11,126 common shares. Following the sale of 4,306 common shares, the reporting person beneficially owned 14,614 common shares.
- The original Form 4 incorrectly reported a purchase of 3,494 shares of common stock that did not in fact occur. The reporting person acquired 7,800 shares pursuant to the option price reported in the original Form 4, sold 4,306 of those shares and retained the balance of 3,494 shares. As of March 14, 2014, following the sale of 4,306 common shares, the reporting person beneficially owned 14,614 common shares.
- The original Form 4 incorrectly reported an exercise price of $7,800. The correct exercise price was $5.74 per stock option.
- The original Form 4 incorrectly reported a price of derivative security of $5.74. The correct price of the derivative security is $0.
Billionaire Hedge Funds
