Filing Details

Accession Number:
0001206774-14-001747
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-23 18:16:40
Reporting Period:
2014-05-21
Filing Date:
2014-05-23
Accepted Time:
2014-05-23 18:16:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134204 C Peter Chang C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Chairman, President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-21 18,090 $20.09 1,856,550 No 4 S Direct
Common Stock Disposition 2014-05-22 55,777 $21.03 1,800,773 No 4 S Direct
Common Stock Disposition 2014-05-23 122,801 $21.08 1,677,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The total shares of common stock included 400,000 shares restricted stock units ("RSUs") granted to Peter Chang on May 6, 2011, which RSUs vest in five equal annual installments beginning on May 1, 2012 and 120,000 shares RSUs granted to Peter Chang on April 19, 2013, which RSUs vest in three equal annual installments beginning on May 1, 2014. All RSUs vest in full in the event of change in control or in the event of termination of Peter Chang's service due to death or involuntary discharge.