Filing Details

Accession Number:
0001144204-14-033511
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-23 18:00:19
Reporting Period:
2014-05-10
Filing Date:
2014-05-23
Accepted Time:
2014-05-23 18:00:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1295947 Prestige Brands Holdings Inc. PBH Pharmaceutical Preparations (2834) 201297589
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514517 A. Paul Hennessey 660 White Plains Rd., Suite 205
Tarrytown NY 10591
Vice President, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-05-10 2,586 $32.99 15,282 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-05-21 18,257 $11.27 33,539 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-05-21 18,530 $13.24 52,069 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-05-21 3,641 $29.94 55,710 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-05-21 24,363 $33.25 31,347 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-05-22 16,065 $33.51 15,282 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-21 18,257 $0.00 18,257 $11.27
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-21 18,530 $0.00 18,530 $13.24
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-21 3,641 $0.00 3,641 $29.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-05-09 No 4 M Direct
9,265 2022-05-09 No 4 M Direct
7,280 2023-05-14 No 4 M Direct
Footnotes
  1. Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $33.46 to $33.55.
  2. The option vested in three equal annual installments beginning on May 10, 2012.
  3. The option vests in three annual installments as follows: 9,265 on each of May 9, 2013, 2014 and 2015.
  4. The option vests in three installments as follows: 3,641 on May 14, 2014 and 3,640 on each of May 14, 2015 and 2016.