Filing Details

Accession Number:
0001580231-14-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-22 17:08:04
Reporting Period:
2014-05-21
Filing Date:
2014-05-22
Accepted Time:
2014-05-22 16:08:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040161 Pixelworks Inc PXLW Semiconductors & Related Devices (3674) 911761992
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1327346 A Bruce Walicek 224 Airport Parkway
Suite 400
San Jose CA 95110
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-21 12,000 $6.27 381,205 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $0.60 2019-03-23 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.28 2018-01-01 31,666 31,666 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.31 2018-01-01 168,333 168,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.36 2018-02-09 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $3.13 2016-02-10 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $3.48 2017-02-10 125,000 125,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $4.14 2017-05-22 3,333 3,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $9.00 2016-05-23 3,333 3,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $25.29 2015-05-24 13,333 13,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-23 100,000 100,000 Direct
2018-01-01 31,666 31,666 Direct
2018-01-01 168,333 168,333 Direct
2018-02-09 100,000 100,000 Direct
2016-02-10 100,000 100,000 Direct
2017-02-10 125,000 125,000 Direct
2017-05-22 3,333 3,333 Direct
2016-05-23 3,333 3,333 Direct
2015-05-24 13,333 13,333 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2014.
  2. Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
  3. 5,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008.
  4. 18,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years.
  5. 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
  6. The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009.