Filing Details

Accession Number:
0001209191-14-036077
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-22 13:07:03
Reporting Period:
2014-05-20
Filing Date:
2014-05-22
Accepted Time:
2014-05-22 13:07:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1502573 Apollo Senior Floating Rate Fund Inc. AFT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203479 J Carl Rickertsen C/o Apollo Senior Floating Rate Fund Inc
9 West 57Th Street
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-20 700 $17.72 700 No 4 P Direct
Common Stock Acquisiton 2014-05-21 2,300 $17.80 3,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Weighted average price of shares purchased at prices ranging from $17.78 to $17.80. The Reporting Person undertakes to provide to the issuer, any security, any security holder of the issuer or the staff of the SEC, upon request, the number of shares purchased at each price within the range reported.