Filing Details

Accession Number:
0001179110-14-008876
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-21 18:45:44
Reporting Period:
2014-05-20
Filing Date:
2014-05-21
Accepted Time:
2014-05-21 18:45:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171759 Red Robin Gourmet Burgers Inc RRGB Retail-Eating Places (5812) 841573084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500019 E. Stephen Carley 6312 S. Fiddler'S Green Circle
Suite 200N
Greenwood Village CO 80111
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-20 2,500 $19.64 23,836 No 4 M Direct
Common Stock Disposition 2014-05-20 2,500 $69.50 21,336 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-20 2,500 $0.00 2,500 $19.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,287 2017-09-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,744 Indirect See footnote
Footnotes
  1. Shares disposed of pursuant to a previously established Rule 10b5-1 trading plan.
  2. Includes 20,336 restricted stock units subject to vesting and forfeiture restrictions.
  3. The shares are held indirectly by the reporting person as co-trustee of The Carley Family Trust.
  4. The option exercised is a portion of the grant to the reporting person made on 9/13/2010 under the issuer's Amended and Restated 2007 Performance Incentive Plan. 25% of the option vested on 9/13/2011, and thereafter 75% of the option vests in 36 substantially equal monthly installments, with the first installment vesting on 10/13/2011 and an additional installment vesting on the 13th day of each of the 35 months thereafter. As of May 20, 2014, 54,805 shares of common stock underlying the option had vested.