Filing Details
- Accession Number:
- 0001209191-14-035962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-21 18:42:55
- Reporting Period:
- 2014-05-19
- Filing Date:
- 2014-05-21
- Accepted Time:
- 2014-05-21 18:42:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397903 | Kumar Anil Jain | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Corporate Vp, Ic Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-19 | 66,400 | $10.32 | 94,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-19 | 66,400 | $44.67 | 27,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option right to buy | Disposition | 2014-05-19 | 66,400 | $0.00 | 66,400 | $10.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-06 | 2016-02-06 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on 2/8/2013
- Shares were sold ranging from $44.50 per share to $45.03 per share.
Billionaire Hedge Funds
