Filing Details

Accession Number:
0001071334-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-21 17:11:43
Reporting Period:
2014-05-20
Filing Date:
2014-05-21
Accepted Time:
2014-05-21 17:11:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052100 Waddell & Reed Financial Inc WDR Security Brokers, Dealers & Flotation Companies (6211) 510261715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071334 W Thomas Butch 6300 Lamar Avenue
Overland Park KS 66202
Evp & Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2014-05-20 17,217 $59.02 344,338 No 4 S Indirect Personal Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Personal Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 248 Direct
Class A Common 58,563 Indirect Spouse's Trust
Class A Common 1,255 Indirect 401(k) Units
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $59.00 to $59.12, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
  2. These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
  3. These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
  4. Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.