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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-05-21 16:20:50
Reporting Period:
Filing Date:
Accepted Time:
2014-05-21 16:20:50
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222712 Jr W John Gamble One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-05-20 8,000 $33.26 130,768 No 4 M Direct
Class A Common Stock Disposition 2014-05-20 8,000 $42.53 122,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option Disposition 2014-05-20 8,000 $0.00 8,000 $33.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,364 2009-02-20 2018-02-20 No 4 M Direct
  1. Of such shares, 7,152 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.53 to$42.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. 38,641 of these securities are restricted stock units and earned performance-based restricted stock units, including associated dividend equivalent units, which have not yet vested.