Filing Details

Accession Number:
0001181431-14-020537
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-21 12:51:52
Reporting Period:
2014-05-19
Filing Date:
2014-05-21
Accepted Time:
2014-05-21 12:51:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559113 S Mark Smith 1025 Laurel Oak Road
Voorhees NJ 08043
Vp & Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-19 123 $27.08 2,957 No 4 M Direct
Common Stock Acquisiton 2014-05-19 343 $34.12 3,300 No 4 M Direct
Common Stock Acquisiton 2014-05-19 300 $39.45 3,600 No 4 M Direct
Common Stock Disposition 2014-05-19 766 $47.22 2,834 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-19 123 $0.00 123 $27.08
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-19 343 $0.00 343 $34.12
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-19 300 $0.00 300 $39.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
123 2017-12-31 No 4 M Direct
1,680 2018-12-31 No 4 M Direct
3,288 2019-12-31 No 4 M Direct
Footnotes
  1. The option award granted on February 24, 2011, representing a right to purchase 981 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
  2. The option award granted on February 23, 2012, representing a right to purchase 4,008 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
  3. The option award granted on February 21, 2013, representing a right to purchase 4,288 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
  4. 735 shares of this option award were previously exercised and reported.
  5. 1,985 shares of this option award were previously exercised and reported.
  6. 700 shares of this option award were previously exercised and reported.