Filing Details

Accession Number:
0001127602-14-018231
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-20 19:13:13
Reporting Period:
2014-05-16
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 19:13:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464423 Pennymac Mortgage Investment Trust PMT Real Estate Investment Trusts (6798) 270186273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468932 S Andrew Chang C/O Pennymac Mortgage Investment Trust
6101 Condor Drive
Moorpark CA 93021
Chief Business Development Off No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Disposition 2014-05-16 1,950 $20.87 52,375 No 4 S Direct
Common Shares Of Beneficial Interest Disposition 2014-05-16 1,690 $20.79 50,685 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the scheduled vesting of 3,125 restricted share units on May 16, 2014.
  2. The reported amount consists of 24,250 restricted share units and 26,435 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. In connection with the scheduled vesting on May 16, 2014, 3,125 restricted share units vested and were settled in common shares of beneficial interest, of which 1,950 were sold as described in the preceding footnote and 1,175 are included in the reported amount.