Filing Details
- Accession Number:
- 0001062993-14-003302
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-05-20 17:36:49
- Reporting Period:
- 2006-12-31
- Filing Date:
- 2014-05-20
- Accepted Time:
- 2014-05-20 17:36:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 728331 | Sutron Corp | STRN | Measuring & Controlling Devices, Nec (3829) | 541006352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381864 | S Raul Mcquivey | 22400 Davis Drive Sterling VA 20164 | Chairman, President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2006-10-30 | 93,600 | $1.13 | 899,436 | No | 4 | O | Direct | |
| Common Stock | Disposition | 2006-12-22 | 10,000 | $0.00 | 899,436 | No | 4 | G | Indirect | By Raul S. McQuivey Trust dated 3/24/1999 |
| Common Stock | Disposition | 2006-12-22 | 5,000 | $6.75 | 899,436 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2006-12-26 | 5,000 | $6.87 | 899,436 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2006-12-27 | 3,000 | $6.88 | 899,436 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | O | Direct | |
| No | 4 | G | Indirect | By Raul S. McQuivey Trust dated 3/24/1999 |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2006-10-30 | 93,600 | $0.00 | 93,600 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,000 | 2006-11-01 | No | 4 | O | Direct |
Footnotes
- Transaction amount represents a bona fide gift contribution to the Church of Jesus Christ of Latter Day Saints.
- Mr. McQuivey holds 341,250 shares of Sutron Corp common stock through the Raul S. McQuivey Trust dated 3/24/1999 following the transaction reported in Table I.
- Vests 18,700 shares (20%) in five installments on November 1, 1997, November 1, 1998, November 1, 1999, November 1, 2000, and November 1, 2001.
- Options granted on November 1, 1996, under the Issuer's 1996 Stock Option Plan and Stock Option Agreement.
- Figure represents Options granted on October 18, 2002, under the Issuer's 2002 Stock Option Plan and Stock Option Agreement.
Billionaire Hedge Funds
