Filing Details

Accession Number:
0001225208-14-013368
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-20 16:33:08
Reporting Period:
2014-05-16
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 16:33:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222712 Jr W John Gamble One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-05-16 8,000 $17.12 130,768 No 4 M Direct
Class A Common Stock Disposition 2014-05-16 8,000 $43.45 122,768 No 4 S Direct
Class A Common Stock Acquisiton 2014-05-19 16,000 $17.12 138,768 No 4 M Direct
Class A Common Stock Disposition 2014-05-19 16,000 $43.30 122,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option Disposition 2014-05-16 8,000 $0.00 8,000 $17.12
Class A Common Stock Employee Stock Option Disposition 2014-05-19 16,000 $0.00 16,000 $17.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
121,000 2011-05-15 2019-05-15 No 4 M Direct
105,000 2011-05-15 2019-05-15 No 4 M Direct
Footnotes
  1. Of such shares, 5,622 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise.
  2. Of such shares, 11,254 were sold to pay the exercise price and applicable withholding taxes on such options, pursuant to a broker-assisted cashless exercise.
  3. 38,641 of these securities are restricted stock units and earned performance-based restricted stock units, including associated dividend equivalent units, which have not yet vested.