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Home > Insider Trading > Filing (0001553350-14-000582)

Filing Details

Accession Number:: 0001553350-14-000582
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-20 14:16:02
Reporting Period:: 2014-05-19

Filing Date:: 2014-05-20
Accepted Time:: 2014-05-20 14:16:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1476963	Heat Biologics Inc.	HTBX	Pharmaceutical Preparations (2834)	262844103

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1381450	Alan Jeffrey Wolf	C/O 801 Capitola Drive Durham NC 27713	Chief Executive Officer	Yes	Yes	Yes	No
1581772	Orion Holdings V, Llc	C/O 801 Capitola Drive Durham NC 27713		No	No	Yes	No
1581807	Seed-One Holdings Vi, Llc	C/O 801 Capitola Drive Durham NC 27713		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-19	1,754	$4.15	2,914	No	4	P	Direct
Common Stock	Acquisiton	2014-05-19	400	$4.05	3,314	No	4	P	Direct
Common Stock	Acquisiton	2014-05-19	346	$4.10	3,660	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	695,653	Indirect	See footnotes
Common Stock	536,862	Indirect	See footnotes

Footnotes

Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion.
Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One.
Does not include 89,957 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust.