Filing Details

Accession Number:
0001144204-14-032364
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-20 12:38:08
Reporting Period:
2014-05-19
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 12:38:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571329 Capitala Finance Corp. CPTA () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230756 Hunt Markham Broyhill C/O Capitala Finance Corp.
4201 Congress Street, Suite 360
Charlotte NC 28209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-19 13,580 $18.41 13,580 No 4 P Indirect via Broyhill Family Foundation Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect via Broyhill Family Foundation Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 66,027 Direct
Common Stock 15,000 Indirect via BMC Fund Inc.
Common Stock 134,857 Indirect via Claron Investments, LP
Common Stock 37,764 Indirect via Broyhill Investments, Inc.
Common Stock 6,993 Indirect via Hibriten Investments of N.C. Limited Partnership