Filing Details

Accession Number:
0001140361-14-022225
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 17:39:20
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 17:39:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505732 Bankwell Financial Group Inc. BWFG State Commercial Banks (6022) 208251355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607405 A James Fieber C/O Bankwell Financial Group, Inc.
220 Elm Street
New Canaan CT 06840
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 111,111 $18.00 11,111 No 4 P Direct
Common Stock Acquisiton 2014-05-15 2,816 $18.00 2,816 No 4 P Indirect Deferred Compensation Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Deferred Compensation Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,873 Direct
Common Stock 265,238 Indirect Held as Trustee
Common Stock 2,800 Direct
Common Stock 7,360 Indirect Deferred Compensation Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $14.50 2005-03-01 2015-03-01 340 340 Direct
Common Stock Stock Options $15.50 2005-12-22 2015-12-22 1,020 1,020 Direct
Common Stock Stock Options $17.50 2006-12-13 2016-12-13 3,850 3,850 Direct
Common Stock Stock Options $20.70 2007-12-12 2017-12-12 2,875 2,875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-03-01 340 340 Direct
2015-12-22 1,020 1,020 Direct
2016-12-13 3,850 3,850 Direct
2017-12-12 2,875 2,875 Direct
Footnotes
  1. 2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
  2. Stock Options granted pursuant to the 2002 Bank Management, Director and Founder Stock Option Plan, all of which are fully vested.
  3. Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
  4. Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.