Filing Details
- Accession Number:
- 0001140361-14-022219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 17:37:15
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 17:37:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607845 | Iii R Carl Kuehner | C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 40,000 | $18.00 | 40,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 573 | $18.00 | 573 | No | 4 | P | Indirect | Deferred Compensation Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Deferred Compensation Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 243,803 | Direct | |
| Common Stock | 19,200 | Indirect | Held as Trustee |
| Common Stock | 1,200 | Direct | |
| Common Stock | 3,724 | Indirect | Deferred Compensation Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.50 | 2005-03-01 | 2015-03-01 | 515 | 515 | Direct |
| Common Stock | Stock Options | $15.50 | 2005-12-22 | 2015-12-22 | 1,580 | 1,500 | Direct |
| Common Stock | Stock Options | $17.50 | 2006-12-13 | 2016-12-13 | 4,575 | 4,575 | Direct |
| Commmon Stock | Stock Options | $20.70 | 2007-12-12 | 2017-12-12 | 3,661 | 3,661 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-03-01 | 515 | 515 | Direct |
| 2015-12-22 | 1,580 | 1,500 | Direct |
| 2016-12-13 | 4,575 | 4,575 | Direct |
| 2017-12-12 | 3,661 | 3,661 | Direct |
Footnotes
- 1,200 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- Stock Options granted pursuant to the 2002 Bank Management, Director and Founder Stock Option Plan, all of which are fully vested.
- Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
- Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
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