Filing Details
- Accession Number:
- 0001495525-14-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 17:19:59
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 17:19:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711065 | Applied Micro Circuits Corp | AMCC | Semiconductors & Related Devices (3674) | 942586591 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495525 | William L. Caraccio | 215 Moffett Park Drive Sunnyvale CA 94089 | Vp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 14,508 | $0.00 | 235,960 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-05-15 | 1,339 | $8.55 | 234,621 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-05-15 | 836 | $8.55 | 233,785 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-05-15 | 5,422 | $8.55 | 228,363 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-05-15 | 282 | $8.55 | 228,081 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-05-16 | 10,000 | $0.00 | 238,081 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-05-16 | 9,086 | $8.47 | 228,995 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- This number reflects the gross amount of shares (prior to any withholding by the issuer to satisfy related tax obligations) issued to the reporting person upon settlement of the Executive Short Term Incentive Plan.
- These shares were withheld by Issuer to satisfy tax obligations related to Restricted Stock Units.
- The reporting person received a grant of Restricted Stock Units that will vest quarterly over four years.
- The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The shares sold were these issued to the reporting person upon settlement of the Executive Short Term Incentive Plan.
Billionaire Hedge Funds
