Filing Details

Accession Number:
0001144204-14-032118
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 16:49:01
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 16:49:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504926 A. Kenneth Grossman C/O Fxcm Inc.
55 Water St.
New York NY 10041
Managing Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-05-15 70,000 $0.00 70,000 No 4 C Direct
Class A Common Stock Disposition 2014-05-15 22,000 $13.30 48,000 No 4 S Direct
Class A Common Stock Disposition 2014-05-16 48,000 $12.95 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Units of FXCM Holdings LLC Disposition 2014-05-15 70,000 $0.00 70,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
195,389 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Units of FXCM Holdings LLC $0.00 118,303 118,303 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
118,303 118,303 Indirect
Footnotes
  1. Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  2. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.345 to $13.28, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.91 to $12.80, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  4. These units of FXCM Holdings, LLC are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee.