Filing Details

Accession Number:
0001144204-14-032101
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 16:40:28
Reporting Period:
2014-05-16
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 16:40:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562014 Jack Dweck 7 Club Way
New Rochelle NY 10804
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-16 60,000 $4.25 100,000 No 4 S Indirect By Earthbound LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Earthbound LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Direct
Common Stock 107,589 Indirect By Slocum & Worth, LLC