Filing Details

Accession Number:
0001179110-14-008743
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 16:28:07
Reporting Period:
2014-05-16
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 16:28:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
919013 Wave Systems Corp WAVX Computer Peripheral Equipment, Nec (3577) 133477246
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282381 A Walter Shephard 480 Pleasant Street
Lee MA 01238
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-05-16 17,000 $1.43 17,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents a weighted average purchase price; the purchase prices ranged from $1.42 to $1.44. Upon request, the full purchase information regarding the number of shares purchased at each price increment will be provided to the Commission, the issuer or a security holder of the issuer.