Filing Details
- Accession Number:
- 0001181431-14-020182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:22:02
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:22:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1027207 | Epiq Systems Inc | EPIQ | Services-Computer Programming Services (7371) | 481056429 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299337 | Joel Pelofsky | 501 Kansas Ave. Kansas City KS 66105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 400 | $9.97 | 16,076 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-16 | 1,600 | $12.34 | 14,476 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NonQualified Stock Options (right to buy) | Disposition | 2014-05-15 | 400 | $0.00 | 400 | $9.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-06-30 | 2014-08-18 | No | 4 | M | Direct |
Footnotes
- Options bought and held on May 15, 2014 by the reporting person.
- These 400 shares acquired on May 15, 2014 are to be held by the reporting person.
- The purpose of this sale of stock is to fund the reporting person's personal income tax obligations associated with the vesting of their stock awards.
- Common Stock of 14,476 shown in Table I above excludes options of 85,600. Total amount of common stock and options is 100,076.
- The sales price reported represents a weighted-average sales price. This transaction was executed in multiple trades at prices ranging from $12.33 to $12.35. The reporting person undertakes to provide the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
