Filing Details

Accession Number:
0001144204-14-032053
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 16:03:04
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 16:03:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935419 Ricks Cabaret International Inc RICK Retail-Eating & Drinking Places (5810) 760458229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323020 Kent Phillip Marshall 10959 Cutten Road
Houston TX US 77066
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 17,776 $8.35 28,906 No 4 M Direct
Common Stock Disposition 2014-05-15 3,100 $10.92 25,806 No 4 S Direct
Common Stock Disposition 2014-05-16 5,450 $10.92 20,356 No 4 S Direct
Common Stock Disposition 2014-05-16 400 $10.95 19,956 No 4 S Direct
Common Stock Disposition 2014-05-16 100 $10.93 19,856 No 4 S Direct
Common Stock Disposition 2014-05-16 48 $10.96 19,808 No 4 S Direct
Common Stock Disposition 2014-05-19 2,776 $10.75 17,032 No 4 S Direct
Common Stock Disposition 2014-05-19 5,902 $10.76 11,130 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-05-15 17,776 $0.00 17,776 $8.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,224 2013-07-02 2014-07-02 No 4 M Direct
Footnotes
  1. Exercise of stock options.