Filing Details

Accession Number:
0001225208-14-013257
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 15:17:10
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 15:17:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396958 L Pamela Carter 500 Jackson Street
Columbus IN 47201
President-Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2014-05-15 2,382 $151.08 15,118 No 4 S Direct
Common Disposition 2014-05-19 2,196 $150.25 12,922 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 7,013 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 7,350 7,350 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 11,920 11,920 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 8,910 8,910 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 6,520 6,520 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-02 7,350 7,350 Direct
2023-04-02 11,920 11,920 Direct
2024-04-02 8,910 8,910 Direct
2021-05-02 6,520 6,520 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.00 - $151.50. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.24 - $150.29. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
  3. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.