Filing Details

Accession Number:
0001387809-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-19 14:16:12
Reporting Period:
2014-05-15
Filing Date:
2014-05-19
Accepted Time:
2014-05-19 14:16:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387809 Brian Taylor C/O Pine River Capital Management
601 Carlson Parkway, Suite 330
Minnetonka MN 55305
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-15 1,578 $10.18 1,578 No 4 P Indirect See Footnote
Common Stock Disposition 2014-05-16 1,578 $10.26 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The reported shares were purchased and sold by Pine River Quantitative Services Master Fund Ltd. (the "Fund"). Mr. Taylor is a director of the Fund. Mr. Taylor is also the controlling member of Pine River Capital Management LLC, which is the general partner of the Fund's investment manager, Pine River Capital Management L.P. Mr. Taylor disclaims beneficial ownership of the reported shares owned by the Fund other than to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Taylor is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise. Pine River Capital Management L.P. will bear the costs of disgorging to the Issuer the short-swing profit of $115.08 which resulted from the reported transactions.
  2. The reported shares were purchased and sold by Pine River Quantitative Services Master Fund Ltd. (the "Fund"). Mr. Taylor is a director of the Fund. Mr. Taylor is also the controlling member of Pine River Capital Management LLC, which is the general partner of the Fund's investment manager, Pine River Capital Management L.P. Mr. Taylor disclaims beneficial ownership of the reported shares owned by the Fund other than to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Taylor is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise. Pine River Capital Management L.P. will bear the costs of disgorging to the Issuer the short-swing profit of $115.08 which resulted from the reported transactions.