Filing Details
- Accession Number:
- 0001179110-14-008715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 06:39:31
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 06:39:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600172 | Ann Kathryn Domino | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 7,330 | $13.51 | 9,490 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $13.48 | 2017-10-05 | 4,757 | 4,757 | Direct | |
| Common Stock | Employee Stock Option | $7.48 | 2018-12-29 | 5,417 | 5,417 | Direct | |
| Common Stock | Employee Stock Option | $9.05 | 2019-12-01 | 5,626 | 5,626 | Direct | |
| Common Stock | Employee Stock Grant | $15.47 | 2020-11-30 | 1,000 | 1,000 | Direct | |
| Common Stock | Employee Stock Grant | $15.47 | 2020-11-30 | 2,765 | 2,765 | Direct | |
| Common Stock | Employee Stock Grant | $15.47 | 2020-11-30 | 3,802 | 3,802 | Direct | |
| Common Stock | Employee Stock Option | $15.47 | 2020-11-30 | 1,198 | 1,198 | Direct | |
| Common Stock | Employee Stock Grant | $31.37 | 2021-10-01 | 1,533 | 1,533 | Direct | |
| Common Stock | Employee Stock Option | $31.37 | 2021-11-22 | 4,560 | 4,560 | Direct | |
| Common Stock | Employee Stock Option | $31.37 | 2021-11-22 | 750 | 750 | Direct | |
| Common Stock | Employee Stock Grant | $38.09 | 2022-11-16 | 1,518 | 1,518 | Direct | |
| Common Stock | Employee Stock Grant | $38.09 | 2022-11-16 | 2,024 | 2,024 | Direct | |
| Common Stock | Employee Stock Grant | $21.99 | 2023-11-27 | 3,500 | 3,500 | Direct | |
| Common Stock | Employee Stock Grant | $21.99 | 2023-11-27 | 3,500 | 3,500 | Direct | |
| Common Stock | Employee Stock Option | $21.99 | 2023-11-27 | 3,519 | 3,519 | Direct | |
| Common Stock | Employee Stock Option | $21.99 | 2023-11-27 | 3,519 | 3,519 | Direct | |
| Common Stock | Employee Stock Grant | $18.00 | 2024-04-17 | 4,000 | 4,000 | Direct | |
| Common Stock | Employee Stock Grant | $18.00 | 2024-04-17 | 4,000 | 4,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-10-05 | 4,757 | 4,757 | Direct |
| 2018-12-29 | 5,417 | 5,417 | Direct |
| 2019-12-01 | 5,626 | 5,626 | Direct |
| 2020-11-30 | 1,000 | 1,000 | Direct |
| 2020-11-30 | 2,765 | 2,765 | Direct |
| 2020-11-30 | 3,802 | 3,802 | Direct |
| 2020-11-30 | 1,198 | 1,198 | Direct |
| 2021-10-01 | 1,533 | 1,533 | Direct |
| 2021-11-22 | 4,560 | 4,560 | Direct |
| 2021-11-22 | 750 | 750 | Direct |
| 2022-11-16 | 1,518 | 1,518 | Direct |
| 2022-11-16 | 2,024 | 2,024 | Direct |
| 2023-11-27 | 3,500 | 3,500 | Direct |
| 2023-11-27 | 3,500 | 3,500 | Direct |
| 2023-11-27 | 3,519 | 3,519 | Direct |
| 2023-11-27 | 3,519 | 3,519 | Direct |
| 2024-04-17 | 4,000 | 4,000 | Direct |
| 2024-04-17 | 4,000 | 4,000 | Direct |
Footnotes
- These options became fully vested on October 1, 2011.
- These options became fully vested on October 1, 2012.
- These options became fully vested on October 1, 2013.
- Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- These options became fully vested on December 1, 2011.
- Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- These options became fully vested on December 1, 2012.
- Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant will vest on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
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