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Home > Insider Trading > Filing (0001144204-14-031630)

Filing Details

Accession Number:: 0001144204-14-031630
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-16 14:01:54
Reporting Period:: 2014-05-15

Filing Date:: 2014-05-16
Accepted Time:: 2014-05-16 14:01:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587346	Iii B Joseph Alala	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-15	55,118	$18.04	91,622	No	4	P	Indirect	via Capitala Private Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	via Capitala Private Investments LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	320,916	Direct
Common Stock	351,865	Indirect	via Capitala Restricted Shares I LLC
Common Stock	2,705	Indirect	via Capitala Transaction Corp.
Common Stock	972	Indirect	via CapitalSouth Corporation
Common Stock	100	Indirect	via Capitala Investment Advisors, LLC

Footnotes

The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.