Filing Details

Accession Number:
0001209191-14-034198
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-15 16:14:02
Reporting Period:
2014-05-14
Filing Date:
2014-05-15
Accepted Time:
2014-05-15 16:14:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260968 Marlin Business Services Corp MRLN State Commercial Banks (6022) 383686388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560862 John Edward Siciliano 343 Christopher Street
Princeton NJ 08540
Chief Sales Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-14 540 $20.00 75,316 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Option To Purchase Common Stock Option to Purchase Common Stock $9.52 2012-03-01 2015-03-01 10,776 10,776 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-03-01 10,776 10,776 Direct
Footnotes
  1. Includes a total of 19,793 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
  2. Represents the date the options will cliff vest if certain four year average EPS growth targets are achieved.
  3. Represents the maximum number of options that may vest under this performance option grant. Vesting will be determined by EPS growth rates averaged over a four year performance period. Depending on the average EPS growth rate achieved for the four year period, the number of shares that vest at the end of the four year period could be 0; 3,592; 7,184; or 10,776.