Filing Details

Accession Number:
0001144204-14-030630
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-14 19:23:25
Reporting Period:
2014-05-12
Filing Date:
2014-05-14
Accepted Time:
2014-05-14 18:23:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230355 Baxano Surgical Inc. BAXS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480801 Michael Kenneth Reali C/O Baxano Surgical, Inc.
110 Horizon Drive, Suite 230
Raleigh NC 27615
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-12 5,719 $0.71 129,797 No 4 P Direct
Common Stock Acquisiton 2014-05-12 1,331 $0.72 131,128 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. A portion of this amount represents shares of common stock underlying RSUs.