Filing Details

Accession Number:
0001209191-14-033774
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-14 17:11:05
Reporting Period:
2014-05-12
Filing Date:
2014-05-14
Accepted Time:
2014-05-14 17:11:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260968 Marlin Business Services Corp MRLN State Commercial Banks (6022) 383686388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015821 J Kevin Mcginty C/O Marlin Business Services Corp.
300 Fellowship Road
Mount Laurel NJ 08054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-12 1,500 $16.01 101,782 No 4 M Direct
Common Stock Disposition 2014-05-12 1,500 $20.29 100,282 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2014-05-12 1,500 $0.00 1,500 $16.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-05-26 2014-05-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Achill Investments Limited, A Partnership
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $7.17 2010-10-28 2016-10-28 2,324 2,324 Direct
Common Stock Option to Purchase Common Stock $7.66 2009-06-02 2015-06-02 3,704 3,704 Direct
Common Stock Option to Purchase Common Stock $20.35 2008-05-25 2014-05-25 1,284 1,284 Direct
Common Stock Option to Purchase Common Stock $14.00 2007-11-11 2013-11-10 5,000 5,000 Direct
Common Stock Option to Purchase Common Stock $21.50 2007-05-25 2013-05-25 1,208 1,208 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-10-28 2,324 2,324 Direct
2015-06-02 3,704 3,704 Direct
2014-05-25 1,284 1,284 Direct
2013-11-10 5,000 5,000 Direct
2013-05-25 1,208 1,208 Direct
Footnotes
  1. Includes a total of 21,860 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
  2. Represents average price per share.
  3. Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date.
  4. Date listed is the date of full vesting. Vests 25% per year beginning on the first anniversary of the date of grant.
  5. Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options vest in equal quarterly installments over the one year vesting period.
  6. N/A