Filing Details

Accession Number:
0001181431-14-019413
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-05-13 17:30:42
Reporting Period:
2014-05-08
Filing Date:
2014-05-13
Accepted Time:
2014-05-13 17:30:42
Original Submission Date:
2014-05-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1085621 Icg Group Inc. ICGE Services-Management Consulting Services (8742) 232996071
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184528 Iii W Walter Buckley C/O Icg Group, Inc.
555 E. Lancaster Avenue, Suite 640
Radnor PA 19087
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share Disposition 2014-05-08 6,500 $19.87 1,533,416 No 4 S Direct
Common Stock, Par Value $.001 Per Share Disposition 2014-05-09 6,000 $18.79 1,527,416 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share 12,500 Indirect Held by trust for the benefit of Mr. Buckley's relative
Common Stock, Par Value $.001 Per Share 12,500 Indirect Held by trust for the benefit of Mr. Buckley's relative
Common Stock, Par Value $.001 Per Share 59,748 Indirect Held by 401(k) Plan
Footnotes
  1. The transactions reflected on this Form 4/A are the same as those reported on a previous Form 4 that was filed on May 12, 2014 (the "Initial Filing"). This Form 4/A is being filed to correct Mr. Buckley's total direct ownership, which was incorrectly stated in the Initial Filing.
  2. The sales reported in this Form 4/A were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Buckley on December 20, 2013.
  3. This column reflects the weighted average sales price for multiple transactions reported for May 8, 2014. Actual sales prices for these transactions ranged from $19.70 to $19.99, inclusive. Mr. Buckley undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. This column reflects the weighted average sales price for multiple transactions reported for May 9, 2014. Actual sales prices for these transactions ranged from $18.59 to $19.04, inclusive. Mr. Buckley undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.