Filing Details

Accession Number:
0001422105-14-000132
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-12 17:59:34
Reporting Period:
2014-05-08
Filing Date:
2014-05-12
Accepted Time:
2014-05-12 17:59:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422105 Noranda Aluminum Holding Corp NOR Primary Production Of Aluminum (3334) 208908550
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203479 J Carl Rickertsen 801 Crescent Centre Drive
Suite 600
Franklin TN 37067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-08 6,068 $0.00 27,053 No 4 A Direct
Common Stock Acquisiton 2014-05-09 20,000 $3.05 47,053 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. Reports a grant of 6,068 time-based restricted stock units awarded on May 8, 2014, which represents 50% of Mr. Rickertsen's Annual Director Fee for the 3rd & 4th quarters of 2014 calculated as follows ($75,000 annual fee divided by 4 quarters = $18,750 per Qtr.; $18,750 * 2 Qtrs = $37,500 divided by 50% = $18,750 @ FMV on 5/8/14 of $3.09 = 6,068 shares). Such award shall vest as Common Stock as follows: 50% - September 30, 2014 and the remaining 50% on December 31, 2014. The award is subject to partial or full acceleration or cancellation upon certain terminations of employment.
  2. Reports the purchase of 20,000 shares on the open market.