Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-05-12 17:29:56
Reporting Period:
Filing Date:
Accepted Time:
2014-05-12 17:29:56
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
924717 Surmodics Inc SRDX Surgical & Medical Instruments & Apparatus (3841) 411356149
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183157 E Susan Knight 9154 Breckenridge Lane
Eden Prairie MN 55437
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-08 1,500 $20.36 4,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. Reflects the weighted average price of 1,500 shares of common stock of SurModics, Inc. purchased by the reporting person in multiple transactions on May 8, 2014 with the purchase prices ranging from $20.20 to $20.40 per share. The reporting person undertakes to provide upon request by the U. S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. The amount beneficially owned includes 2,800 restricted stock units (RSUs) that vest on specified service-based vesting dates and will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.