Filing Details

Accession Number:
0001033905-14-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-12 14:30:05
Reporting Period:
2014-05-08
Filing Date:
2014-05-12
Accepted Time:
2014-05-12 14:30:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1033905 Luminex Corp LMNX Surgical & Medical Instruments & Apparatus (3841) 742747608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1105965 D Jim Kever 12212 Technology Boulevard
Austin TX 78727
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-08 2,500 $9.08 190,245 No 4 M Direct
Common Stock Disposition 2014-05-08 2,500 $17.64 187,745 No 4 S Direct
Common Stock Acquisiton 2014-05-09 2,500 $9.08 190,245 No 4 M Direct
Common Stock Disposition 2014-05-09 2,500 $17.40 187,745 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right To Buy) Disposition 2014-05-08 2,500 $0.00 2,500 $9.08
Common Stock Stock Option (Right To Buy) Disposition 2014-05-09 2,500 $0.00 2,500 $9.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2005-05-20 2014-05-20 No 4 M Direct
0 2005-05-20 2014-05-20 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.62 to $17.64, inclusive. Mr. Kever undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.45, inclusive. Mr. Kever undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
  3. The option vested in full on May 20, 2005.