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Home > Insider Trading > Filing (0001140361-14-020075)

Filing Details

Accession Number:: 0001140361-14-020075
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-12 11:43:21
Reporting Period:: 2014-05-09

Filing Date:: 2014-05-12
Accepted Time:: 2014-05-12 11:43:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001871	Investors Capital Holdings Ltd	ICH	Security Brokers, Dealers & Flotation Companies (6211)	043284631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1370222	B Timothy Murphy	6 Kimball Lane, Suite 150 Lynnfield MA 01940	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Acquisiton	2014-05-09	150,000	$7.13	748,458	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ich	Options to purchase Common Stock	Acquisiton	2014-05-09	150,000	$1.00	150,000	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	X	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	10,500	Indirect	Held for Acct of children
Common Stock, $0.01 Par Value Per Share	3,666	Indirect	Held by Spouse

Footnotes

Options are immediately exercisable and have no expiration date.