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Home > Insider Trading > Filing (0000717538-14-000059)

Filing Details

Accession Number:: 0000717538-14-000059
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-12 07:46:06
Reporting Period:: 2014-05-08

Filing Date:: 2014-05-12
Accepted Time:: 2014-05-12 07:46:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
717538	Arrow Financial Corp	AROW	National Commercial Banks (6021)	222448962

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184486	L Thomas Hoy	Arrow Financial Corporation 250 Glen Street Glens Falls NY 12801		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-08	1,000	$25.00	168,322	No	4	P	Direct
Common Stock	Acquisiton	2014-05-08	0	$0.00	4,996	No	4	J	Indirect	By Wife w/Broker
Common Stock	Acquisiton	2014-05-08	0	$0.00	2,509	No	4	J	Indirect	Wife's IRA
Common Stock	Acquisiton	2014-05-08	0	$0.00	3,412	No	4	J	Indirect	Irrec. Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Indirect	By Wife w/Broker
No	4	J	Indirect	Wife's IRA
No	4	J	Indirect	Irrec. Trust

Footnotes

Following the reported transactions, total direct holdings include:67,789 shares held in a qualified retirement plans (IRA);97,771 shares held in a custody account;2,761 shares acquired under 401k account; and1 share held in DRIP and ESPP accounts
Amount of securities beneficially owned following reported transaction.