Filing Details

Accession Number:
0001179110-14-008104
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-09 17:23:39
Reporting Period:
2014-05-07
Filing Date:
2014-05-09
Accepted Time:
2014-05-09 17:23:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294242 Cayce G Roy C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-07 21,372 $10.82 177,877 No 4 M Direct
Common Stock Disposition 2014-05-07 21,372 $17.05 156,505 No 4 S Direct
Common Stock Disposition 2014-05-08 78,993 $12.30 77,512 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2014-05-07 21,372 $10.82 21,372 $10.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $38.09 2014-05-08 0 0 Direct
Common Stock Employee Stock Option $31.11 2014-05-08 0 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-08 0 0 Direct
2014-05-08 0 0 Direct
Footnotes
  1. These options represent the vested portion of the stock option granted to the reporting person as of February 7, 2014 (the "granted options"). Upon his resignation from the Company, the reporting person forfeited the unvested portion of the granted options.
  2. These options expired on May 8, 2014 without having been exercised.