Filing Details

Accession Number:
0001594012-14-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-09 16:50:53
Reporting Period:
2014-05-07
Filing Date:
2014-05-09
Accepted Time:
2014-05-09 16:50:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1594012 Investors Bancorp Inc. ISBC State Commercial Banks (6022) 464702118
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240068 Richard Spengler 101 Jfk Parkway
Short Hills NJ 07078
Exec Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-07 430,665 $0.00 430,665 No 4 J Direct
Common Stock Acquisiton 2014-05-07 25,479 $0.00 25,479 No 4 J Indirect By ESOP
Common Stock Acquisiton 2014-05-07 15,877 $10.00 15,877 No 4 P Indirect By 401K
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect By ESOP
No 4 P Indirect By 401K
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2014-05-07 510,000 $0.00 510,000 $5.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
510,000 2007-11-20 2018-11-20 No 4 J Direct
Footnotes
  1. Pursuant to the Plan of Conversion and Reorganization of Investors Bancorp, MHC, each share of Investors Bancorp, Inc. was exchanged for 2.550 shares of common stock of a new Delaware corporation also named Investors Bancorp, Inc.(formerly New Investors Bancorp, Inc.).
  2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
  3. Pursuant to the Plan of Conversion and Reorganization of Investors Bancorp, MHC, each option to purchase shares of common stock of Investors Bancorp, Inc. was converted into an option to purchase shares of common stock of new Delware corporation also named Investors Bancorp, Inc.(formerly New Investors Bancorp, Inc.) by multiplying the number of shares subject to each option by the 2.550 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 2.550 exchange ratio.