Filing Details

Accession Number:
0001144354-14-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-09 14:03:13
Reporting Period:
2014-05-08
Filing Date:
2014-05-09
Accepted Time:
2014-05-09 14:03:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144354 Heartland Payment Systems Inc HPY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241677 H Robert Niehaus C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-05-08 1,250 $8.88 102,075 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-05-08 1,250 $40.75 100,825 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-05-08 1,250 $0.00 1,250 $8.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-11 No 4 M Direct
Footnotes
  1. Mr. Niehaus is the direct beneficial owner of 100,825 shares of common stock of Heartland Payment Systems, Inc. (the "Issuer"). Mr. Niehaus is also the indirect beneficial owner of 50,000 shares held by The Robert and Kate Niehaus Foundation, 3,000 shares held by The John Robert Niehaus 1994 Trust, 3,000 shares held by The Peter Southworth Niehaus 1994 Trust and 3,000 shares held by The Ann Southworth Niehaus 1994 Trust. Mr. Niehaus disclaims beneficial ownership of the shares held by such foundation and trusts, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  2. This price is the weighted average price of the 1,250 shares sold. The prices actually paid for the shares of the Common Stock of the Issuer's sold ranged from $40.74 to $40.77. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
  3. The option vested in four equal annual installments beginning on May 11, 2010.