Filing Details

Accession Number:
0001534158-14-000105
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-08 16:11:47
Reporting Period:
2014-05-06
Filing Date:
2014-05-08
Accepted Time:
2014-05-08 16:11:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571482 A. Julie Mcalindon Polyone Center
33587 Walker Road
Avon Lake OH 44012
Svp & President Dss No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-06 2,600 $23.08 20,037 No 4 M Direct
Common Stock Disposition 2014-05-06 1,908 $38.37 18,129 No 4 D Direct
Common Stock Acquisiton 2014-05-06 2,000 $14.61 20,129 No 4 M Direct
Common Stock Disposition 2014-05-06 1,168 $38.37 18,961 No 4 D Direct
Common Stock Acquisiton 2014-05-06 1,400 $14.81 20,361 No 4 M Direct
Common Stock Disposition 2014-05-06 821 $38.37 19,540 No 4 D Direct
Common Stock Disposition 2014-05-07 2,103 $38.31 17,437 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-05-06 2,000 $0.00 2,000 $14.61
Common Stock Stock Appreciation Rights Disposition 2014-05-06 1,400 $0.00 1,400 $14.81
Common Stock Stock Appreciation Rights Disposition 2014-05-06 2,600 $0.00 2,600 $23.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2022-02-14 No 4 M Direct
0 2021-02-16 No 4 M Direct
5,200 2023-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,056 Indirect Savings Plan Trust
Footnotes
  1. The information in this report is based on a PolyOne Retirement Savings Plan statement as of May 07, 2014. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
  2. SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.
  3. The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
  4. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.