Filing Details

Accession Number:
0001209191-14-031647
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-06 20:22:50
Reporting Period:
2014-04-11
Filing Date:
2014-05-06
Accepted Time:
2014-05-06 19:22:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1325955 Alon Usa Energy Inc. ALJ Petroleum Refining (2911) 742966572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333575 D Jeff Morris 12700 Park Central Dr.
Suite 1600
Dallas TX 75251
Vice Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-11 116,347 $0.00 805,876 No 4 C Direct
Common Stock Disposition 2014-05-05 25,000 $16.83 780,876 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Subsidiary Stock Exchange Right Disposition 2014-04-11 116,347 $0.00 116,347 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,396,170 No 4 C Direct
Footnotes
  1. On June 20, 2012, Alon Assets, Inc., Alon Operating, Inc. (collectively, the "Subsidiaries"), Alon USA Energy, Inc. (the "Company") and the Reporting Person entered into an agreement whereby the Company agreed to exchange shares of non-voting stock of the Subsidiaries held by the Reporting Person (the "Subsidiary Shares") for up to 2,326,946 shares of the Company's common stock, par value $0.01 per share. The Subsidiary Shares held by the Reporting Person will be exchanged in 20 equal quarterly installments commencing June 29, 2012, and each such exchange shall be made without regard to the then-current market price of the Company's common stock. Under certain circumstances,the Reporting Person may elect to receive cash in lieu of Company common stock for up to 1/3 of the shares. The exchange rights have no expiration date.
  2. Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.